Performance & Strategies


As much as our clients’ backgrounds differ, their investment goals share a common theme: to invest wisely and expand their wealth for generations to come. Fulfilling our clients’ wishes – while respecting their rights to privacy and confidentiality – is our number one responsibility. We serve a broad base of clients, including successful entrepreneurs who are newly affluent and families with a long-standing wealthy heritage and complex financial needs.  

Dynamic Option Strategy


This strategy embodies the idea of selling put options against cash and collecting premium as a consistent income stream for the portfolio. Targets income generation and lowered volatility than the broad market. The strategy involves selling out-of-the-money puts collecting premiums as long as the stock price of the underlying remains above the put strike price at expiration. Stocks may be assigned at a price discounted from current trading prices.  The put options are used as a tool to acquire a security at a discounted and pre-established price, which is the strike price of the option.  Covered calls are used as a tool to exit assigned stocks and generate income in the interim. This strategy is appropriate for a  long-term investor looking to generate profits from the collection of premium and/or to go long equity positions at a significant discount to their current trading prices.  The strategy can only be implemented for taxable accounts, IRA accounts cannot utilize this strategy given the nature of put selling.


View Our Dynamic Option Strategy Factsheet


View Our Dynamic Option Strategy Presentation


View Our Options Risk Disclosure

Dynamic ETF Option Strategy


The strategy embodies the idea of selling put options against cash and collecting premium that seeks consistent income stream for the port-folio. The approach targets income generation and lowered volatility than the broad market. The strategy involves selling out-of-the-money puts collecting premiums as long as the ETF price of the underlying remains above the put strike price at expiration. ETFs may be assigned at a price discounted from current trading prices. The put options are used as a tool to acquire an ETF at a discounted and pre-established price, which is the strike price of the option. Covered calls are used as a tool to exit assigned ETFs and generate income in the interim. This strategy is appropriate for a long-term investor looking to generate profits from the collection of premium and/or to go long ETF positions at a significant discount to their current trading prices. The strategy can only be implemented for taxable accounts; IRA accounts cannot utilize this strategy given the nature of put selling.


View Our Dynamic ETF Option Strategy Factsheet


View Our Dynamic ETF Option Strategy Presentation


View Our Options Risk Disclosure

Tactical Long/Short Strategy


Tactical Long/Short is a proprietary equity strategy that seeks to generate capital appreciation in rising and falling markets using two principal trades. The strategy uses technical trading indicators to actively trade the SPDR S&P 500 (SPY) and the ProShares Short S&P500 (SH). During periods when a trade signal does not indicate a trend in either direction, the strategy will signal investing in cash. The strategy is directional, positioning either long or short.


View Our Tactical Long/Short Strategy Factsheet


View Our Tactical Long/Short Strategy Presentation

Dynamic Future Option Strategy


This strategy embodies the idea of selling futures options against cash and collecting premium as a consistent income stream for the portfolio. Targets income generation and lowered volatility than the broad market. The strategy involves selling out-of-the-money futures options collecting premiums as long as the price of the underlying security remains out-of-the-money at expiration. Underlying futures contracts may be assigned at a price discounted from current trading prices. The put options are used as a tool to acquire a security at a discounted and pre-established price, which is the strike price of the option. Covered calls are used as a tool to exit assigned securities and generate income in the interim. This strategy is appropriate for a long-term investor looking to generate profits from the collection of premium and/or to go long security positions at a significant discount to their current trading prices. The strategy can only be implemented for taxable accounts. IRA accounts cannot utilize this strategy given the nature of futures option selling.


View Our Dynamic Futures Option Strategy Factsheet


View Our Dynamic Futures Option Strategy Presentation


View Our Dynamic Futures Option Strategy Disclosure

Core Strategy


The Core Strategy’s objective is to deliver the best opportunity for risk adjusted returns with a goal of capital appreciation and income. It employs a disciplined approach of allocating assets among major asset groups.   The strategy balances exposure to mega-cap equities in 10-15 stocks with attractive valuations and income generating securities using fixed income, ETFs, or cash.   Up to 10% of the portfolio may be invested in alternative assets, such as commodities, real estate, precious metals or energy, using ETFs.   We tactically trade up to 15% of the portfolio in SPDR S&P 500 (SPY) and ProShares Short S&P 500 (SH).  The approach is designed to mitigate volatility.   This strategy is appropriate for those seeking long-term capital appreciation and current income through a diversified mix of investments.


View Our Core Strategy Factsheet


View Our Core Strategy Presentation

Equity Opportunity Strategy


Equity Opportunity is a diversified core blue chip portfolio consisting of both growth and value stocks that holds core stock positions that are selected based on our conviction to hold the companies long term and their relative fundamental strength and market dominance in their respective sectors. The goal of this portfolio is to own the stocks of leading companies in different sectors that provide consistent, long term growth with lower beta than the broad market. Many of the names pay consistent dividends and are considered to be the bellwethers of the market. For those clients that are interested in enhancing their returns via selling covered calls, this portfolio is positioned properly to benefit from options premiums as well.


View Our Equity Opportunity Strategy Factsheet


View Our Equity Opportunity Strategy Presentation

Tactical ETF Strategy


The Tactical ETF Strategy is a total return approach seeking to produce consistent returns in any market environment while exhibiting less downside volatility than the S&P 500.  The value oriented approach identifies high quality ETFs to hold long term that demonstrate a consistent edge in their structure and investment thesis.  The strategy focuses on balancing a blend of 10-15 diversified ETFs comprising 70% of the portfolio.   The strategy tactically trades the SPDR S&P 500 (SPY) and the ProShares Short S&P 500 (SH), taking a directional position with 30% of the portfolio.  The remaining 10% of the portfolio may  invest opportunistically or invest in cash.  The approach is appropriate for investors looking for a diversified total return strategy.


View Our Tactical ETF Strategy Factsheet


View Our Tactical ETF Strategy Presentation

Alternative Sector Rotation Strategy


Alternative Sector Rotation is a discretionary rotation strategy using ETFs that attempts to determine which segments of the alternative investment market, such as commodities, real estate, precious metals and energy are likely to outperform based on market conditions.  When momentum begins to wane, positions are exited and moved into the sector that is showing the strongest potential.


View Our Alternative Sector Rotation Strategy Factsheet


View Our Alternative Sector Rotation Strategy Presentation

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